Notification of Changes for Business Entity
General Information
Business Entity Name:	WINTRUST INVESTMENTS LLC
Incorporation / Formation Date:	01/31/1996
FEIN:	36-1245570
Ohio License Number:	35814
NPN:	2099768
DBA / Trade Name:
State of Domicile:	DE
County:	KENT
Business Address
Address 1:	231 S. LASALLE STREET
Address 2:	13TH FLOOR
City:	CHICAGO
State:	IL
Zip:	60604
Phone:	312-37-1164
Fax:
Business Web Site Address:
Business Email Address:	JSEDLAK@WINTRUSTWEALTH.COM
Mailing Address
Address 1:	231 S. LASALLE STREET
Address 2:	13TH FLOOR
City:	CHICAGO
State:	IL
Zip:	60604
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	YES	Old Business Entity Name:	WAYNE HUMMER INVESTMENTS LLC
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	NO

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)	YES
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?	YES
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement	WINTRUST INVESTMENTS, LLC IS ENGAGED IN THE FOLLOWING: EXCHANGE COMMISSION BUSINESS BROKER DEALER RETAILER/SELLER UNDERWRITING OR SELLING GROUP PARTICIPANT MUTUAL FUND RETAILER US GOV SECURITIES BROKER DEALER MUNICPAL SECURITIES BROKER DEALER OPTIONS BROKER DEALER WRITER INVESTMENT ADVISORY SERVICES BROKER DEALER INVOLVED IN A NETWORKING ARRANGEMENT WITH A BANK

Submitted By
Submitted By:	JACQUELINE SEDLAK
Title:	COMPLIANCE OFFICER
Phone Number:	312-373-1164
Email Address:	JSEDLAK@WINTRUSTWEALTH.COM