Notification of Changes for Business Entity
General Information  
Business Entity Name: CETERA ADVISOR NETWORKS
Incorporation / Formation Date:  
FEIN: 95-3845382
Ohio License Number:
NPN:
DBA / Trade Name:  
State of Domicile: CA
County: CA
Business Address  
Address 1: 200 N. SEPULVEDA BLVD., SUITE 1300
Address 2:  
City: EL SEGUNDO
State: CA
Zip: 90245
Phone: 5155644602
Fax:  
Business Web Site Address:  
Business Email Address:  
Mailing Address  
Address 1: 200 N. SEPULVEDA BLVD., SUITE 1300
Address 2:  
City: EL SEGUNDO
State: CA
Zip: 90245
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: YES
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
DAVID HOWELL REGISTERED REP 1020545   YES 06/19/2017
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: TAMERRA ROOVAART
Title: REGISTRATION COORDINATOR
Phone Number: 515-564-4602
Email Address: TAMERRA.ROOVAART@CETERA.COM