Notification of Changes for Business Entity
General Information  
Business Entity Name: JANNEY MONTGOMERY SCOTT LLC
Incorporation / Formation Date:  
FEIN: 23-0731260
Ohio License Number: 26721
NPN: 964142
DBA / Trade Name:  
State of Domicile: DE
County: DE
Business Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: PA
Zip: 19103
Phone: 215-665-6140
Fax:  
Business Web Site Address:  
Business Email Address: REGISTRATION@JANNEY.COM
Mailing Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: PA
Zip: 19103
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: NO
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
JANE GOODYEAR FINANCIAL ADVISOR ASSOCIATE 6435132 YES   6/7/18
DONALD DE AGAZIO FA 3273987 YES   6/7/18
JAMES WOLFINGER FA 415594 YES   6/7/18
ANDREW SMITH FA 2354235 YES   6/7/18
STEVEN MANLEY FA 7134091 YES   6/7/18
CHRISTOPHER MOLER FA 8943340 YES   6/7/18
KEVIN SMITH FA 6344842 YES   6/7/18
ALAN MANN FA 6545219 YES   6/7/18
KEITH KLEINMAN FA 2079005 YES   6/7/18
RYAN WILSON FA 3225074 YES   6/7/18
ANDREW ELGIN FA 7382631 YES   6/7/18
CHRISTOPHER SINKULA FA 543472 YES   6/7/18
LAWRENCE GIORDANO FA 6409149 YES   6/7/18
JAN CUMMINS FA 620150 YES   6/7/18
ROBERT WECKENMAN FA 620214 YES   6/7/18
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: ROBERT STEINKE
Title: SENIOR VICE PRESIDENT
Phone Number: 215-665-6140
Email Address: REGISTRATION@JANNEY.COM