Notification of Changes for Business Entity
General Information
Business Entity Name:	CETERA FINANCIAL SPECIALISTS
Incorporation / Formation Date:
FEIN:	36-3120284
Ohio License Number:
NPN:
DBA / Trade Name:
State of Domicile:	IL
County:	COOK
Business Address
Address 1:	200 N. MARTINGALE ROAD
Address 2:	7TH FLOOR
City:	SCHAUMBURG
State:	IL
Zip:	60173
Phone:	888-528-2987
Fax:
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	200 N. MARTINGALE ROAD
Address 2:	7TH FLOOR
City:	SCHAUMBURG
State:	IL
Zip:	60173
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
NICHOLAS CASAGRANDE	REGISTERED REPRESENTATIVE	16474588	YES		08/29/2017

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	HEATHER EISENSCHENK
Title:	REGISTRATION SPECIALIST
Phone Number:	888-528-2987
Email Address:	ADVISORREGISTRATION@CETERA.COM