Notification of Changes for Business Entity
General Information
Business Entity Name:	WEDBUSH SECURITIES INC.
Incorporation / Formation Date:
FEIN:	95-2495390
Ohio License Number:	29335
NPN:	773440
DBA / Trade Name:	N/A
State of Domicile:	CA
County:	LOS ANGELES
Business Address
Address 1:	1000 WILSHIRE BLVD. SUITE 855
Address 2:
City:	LOS ANGELES
State:	CA
Zip:	90017
Phone:	(213) 688-4422
Fax:
Business Web Site Address:
Business Email Address:	MICHELE.HARDY@WEDBUSH.COM
Mailing Address
Address 1:	1000 WILSHIRE BLVD. SUITE 855
Address 2:
City:	LOS ANGELES
State:	CA
Zip:	90017
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
JOHN CRONIN	PRODUCER	N/A		YES	4-11-18
DONALD SCOTT	PRODUCER	609672		YES	4-11-18
ROBERT WOODS	PRODUCER	1001413	YES		4-11-18
CATHERINE THEISEN	PRODUCER	955355	YES		4-11-18
JOHN CRUMPLAR	PRODUCER	38508	YES		4-11-18
MARK BLALOCK	PRODUCER	79990	YES		4-11-18
JEFF RUNYAN	PRODUCER	960090	YES		4-11-18
TIMARY KOLLER DELORME	DOESN'T HAVE OH. INS. LIC.	N/A		YES	4-11-18

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date
DONALD HULTGREN	DIRECTOR OF WEDBUSH SEC.	354-50-9237	YES		4-11-18

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)	YES
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?	YES
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement	ALL INDIVIDUALS LISTED IN NUMBERS 1 AND 2 ARE AFFILIATED WITH WEDBUSH SECURITIES INC. (CRD# 877), A REGISTERED BROKER-DEALER AND INVESTMENT ADVISOR. IN ADDITION, THE FOLLOWING INDIVIDUALS ARE ALSO INVOLVED IN THE FOLLOWING OTHER BUSINESS ACTIVITIES. A. CATHERINE THEISEN: (1)BERTSEN ENTERPRISES, INC., 8708 E. MONTECITO, SCOTTSDALE, AZ 85251, REAL ESTATE INVESTMENT, PRESIDENT AND SOLE OWNER, START 1980, 1 HOUR/YEAR, NO TIME DEVOTED DURING SECURITIES HOURS. (2)BERTINO ENTERPRISES, INC., 8770 N. ARROYA GRANDE, PHOENIX, AZ 85028, REAL ESTATE, DIRECTOR, START 2001, NO TIME DEVOTED DURING SECURITIES HOURS. (3) ELIZABETH ANN APICELLA TRUST. TRUSTEE FOR SISTER'S TRUST, INVESTMENT RELATED, 10 MIN/MTH DURING SECURITIES HOURS, START 3/00. B. JOHN CRUMPLAR: MOUNTAIN PROPERTY/VACATION HOMES/PART-TIME PARTNER;; RENTAL-PARTNER-OWNER;; 43 SNOWFLAKE DRIVE, BRECKENRIDGE, COLORADO 0 HOUR SPENDS DURING TRADING HOURS. C. JEFF RUNYAN: BIG ROCK MESA PROPERTY OWNERS ASSOC MALIBU, CA DIRECTOR, BOARD OF DIRECTORS OFFER SUGGESTIONS ON MAKING THE COMMUNITY BETTER FOR RESIDENTS

Submitted By
Submitted By:	MICHELE HARDY
Title:	INSURANCE ADMINISTRATOR
Phone Number:	(213) 688-4422
Email Address:	MICHELE.HARDY@WEDBUSH.COM