Notification of Changes for Business Entity
General Information
Business Entity Name:	J.J.B. HILLIARD, W.L. LYONS, LLC
Incorporation / Formation Date:
FEIN:	262333067
Ohio License Number:	38129
NPN:	10706117
DBA / Trade Name:
State of Domicile:	KY
County:	JEFFERSON
Business Address
Address 1:	500 WEST JEFFERSON STREET
Address 2:
City:	LOUISVILLE
State:	KY
Zip:	40202
Phone:	800-444-1854
Fax:
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	500 WEST JEFFERSON STREET
Address 2:
City:	LOUISVILLE
State:	KY
Zip:	40202
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
CHAMBERS MOORE	VP, DRLP	NPN 17388523	YES		06/22/2017

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date
THOMAS KESSINGER III	PRESIDENT	NPN 2479238	YES		06/16/2017
JAMES ALLEN	PRESIDENT	SSN 400644332		YES	06/16/2017

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	WESLEY RINGO
Title:	CHIEF COMPLIANCE OFFICER
Phone Number:	502-588-8618
Email Address:	HLREG@HILLIARD.COM