Notification of Changes for Business Entity
General Information
Business Entity Name:	TRANSAM SECURITIES, INC.
Incorporation / Formation Date:	11/21/1986
FEIN:	59-2730348
Ohio License Number:	41118
NPN:	8971465
DBA / Trade Name:
State of Domicile:	FL
County:	SEMINOLE
Business Address
Address 1:	1111 DOUGLAS AVENUE
Address 2:
City:	ALTAMONTE SPRINGS
State:	FL
Zip:	32714
Phone:	407-869-9800
Fax:	407-869-9700
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	9435 WATERSTONE BLVD.
Address 2:	STE. 140
City:	CINCINNATI
State:	OH
Zip:	45249
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
JUDITH N. SANBORN	DESIGNATED AGENT	7936257	YES		04/04/2016

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	DANA PORRELLO
Title:	COMPLIANCE
Phone Number:	407-869-9800
Email Address:	DANA@FINANCIALGROUP.COM