Notification of Changes for Business Entity
General Information  
Business Entity Name: EDELMAN FINANCIAL SERVICES LLC
Incorporation / Formation Date:  
FEIN: 810672617
Ohio License Number: 8581294
NPN: 8581294
DBA / Trade Name:  
State of Domicile: VA
County: FAIRFAX
Business Address  
Address 1: 4000 LEGATO RD 9TH FLOOR
Address 2:  
City: FAIRFAX
State: VA
Zip: 22033
Phone: 7038180800
Fax: 703818190
Business Web Site Address:  
Business Email Address: REGISTRATIONSANDLICENSING@RICEDELMAN.COM
Mailing Address  
Address 1: 4000 LEGATO RD 9TH FLOOR
Address 2:  
City: FAIRFAX
State: VA
Zip: 22033
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: YES
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
FREDRIC EDELMAN CHAIRMAN/CEO 144566840 YES   05/18/2016
EDWARD MOORE PRESIDENT 284565930 YES   05/18/2016
THE EDELMAN FINANCIAL CENTER L OWNER 810672613 YES   05/18/2016
SANDERS MORRIS HARRIS GROUP MEMBER 760583569   YES 05/18/2016
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company) NO
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application? NO
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: CANDY MCKINNEY
Title: LICENSING REPRESENTATVICE
Phone Number: 8124942392
Email Address: CWMCKINNEY