Notification of Changes for Business Entity
General Information  
Business Entity Name: JANNEY MONTGOMERY SCOTT LLC
Incorporation / Formation Date:  
FEIN: 23-0731260
Ohio License Number: 26721
NPN:
DBA / Trade Name:  
State of Domicile: DE
County: DE
Business Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: PA
Zip: 19103
Phone: 215-665-6140
Fax:  
Business Web Site Address:  
Business Email Address: REGISTRATION@JANNEY.COM
Mailing Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: OH
Zip: 19103
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: NO
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
FRANK BRADDOCK FINANCIAL ADVISOR 6438942 YES   06/07/2018
LAURENCE BRAUNSTEIN FINANCIAL ADVISOR 2286224 YES   06/07/2018
DAVID PALKOVITZ ACCOUNT EXECUTIVE 17000771 YES   06/07/2018
THOMAS GAYER FINANCIAL ADVISOR ASSOCIATE 2892652 YES   06/07/2018
JASON PERRY FINANCIAL ADVISOR 15791578 YES   06/07/2018
JASON SAUERWEIN SATELLITE BRANCH MANAGER 7100647 YES   06/07/2018
SUSAN STABLEY FINANCIAL ADVISOR ASSOCIATE 17500056 YES   06/07/2018
DONNA CASE FINANCIAL ADVISOR 4775711 YES   06/07/2018
ALYSSA PRETTYMAN-ION FINANCIAL ADVISOR 2222444 YES   06/07/2018
STEPHEN HYMAN FINANCIAL ADVISOR 11068490 YES   06/07/2018
TODD FABIC FINANCIAL ADVISOR 7692473 YES   06/07/2018
WILLIAM PEARCE FINANCIAL ADVISOR 384087 YES   06/07/2018
JERRY STARR FINANCIAL ADVISOR 2059016 YES   06/07/2018
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: ROBERT STEINKE
Title: SENIOR VICE PRESIDENT
Phone Number: 215-665-6140
Email Address: REGISTRATION@JANNEY.COM