Notification of Changes for Business Entity
General Information  
Business Entity Name: JANNEY MONTGOMERY SCOTT LLC
Incorporation / Formation Date:  
FEIN: 23-0731260
Ohio License Number: 26721
NPN: 964142
DBA / Trade Name:  
State of Domicile: DE
County: DE
Business Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: PA
Zip: 19103
Phone: 215-665-6140
Fax:  
Business Web Site Address:  
Business Email Address: REGISTRATION@JANNEY.COM
Mailing Address  
Address 1: 1717 ARCH STREET
Address 2:  
City: PHILADELPHIA
State: PA
Zip: 19103
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: YES
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
JAMES STEPHENS FINANCIAL ADVISOR 1032377 YES   06/07/2018
JUNE STRUNK SATELLITE BRANCH MANAGER 7900656 YES   06/07/2018
SHANE OBRIEN FINANCIAL ADVISOR 6830772 YES   06/07/2018
CHARLES PRINCIOTTO FINANCIAL ADVISOR 16511495 YES   06/07/2018
NOAH DOYLE FINANCIAL ADVISOR 11671851 YES   06/07/2018
SANDRA STOLL FINANCIAL ADVISOR 6829696 YES   06/07/2018
MARVIN SNYDER FINANCIAL ADVISOR 3072376 YES   06/07/2018
BURTON DANIEL FINANCIAL ADVISOR 15887538 YES   06/07/2018
CAMERON HOOPER FINANCIAL ADVISOR ASSOCIATE 16585389 YES   06/07/2018
PATRICIA SMITH REGISTERED PCA 3472034 YES   06/07/2018
SANDRA ARNOLD REGISTERED SENIOR PCA 3032386 YES   06/07/2018
SCOTT HOROWITZ SATELLITE BRANCH MANAGER 3820878 YES   06/07/2018
MICHAEL OLIVER ACCOUNT EXECUTIVE 8461473 YES   06/07/2018
SHELLY DELUCAS REGISTERED SENIOR PCA 16747777 YES   06/07/2018
JERAMY MAY FINANCIAL ADVISOR 2212239     06/07/2018
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: ROBERT STEINKE
Title: SENIOR VICE PRESIDENT
Phone Number: 215-665-6140
Email Address: REGISTRATION@JANNEY.COM