Notification of Changes for Business Entity
General Information
Business Entity Name:	AMERIPRISE FINANCIAL SERVICES INC
Incorporation / Formation Date:	09/17/1971
FEIN:	41-0973005
Ohio License Number:	23886
NPN:	14408
DBA / Trade Name:	N/A
State of Domicile:	MN
County:	HENNEPIN
Business Address
Address 1:	50621 AMERIPRISE FINANCIAL CENTER
Address 2:
City:	MINNEPOLIS
State:	MN
Zip:	55474
Phone:	612-671-8492
Fax:	612-678-9918
Business Web Site Address:	N/A
Business Email Address:	MARNIE.ANDREWS@AMPF.COM
Mailing Address
Address 1:	50621 AMERIPRISE FINANCIAL CENTER
Address 2:
City:	MINNEAPOLIS
State:	MN
Zip:	55474
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
POTTS, RICHARD K	FINANCIAL ADVISOR	2261153		YES	07/01/2016
BLAIR, DENNIS E	FINANCIAL ADVISOR	1439396		YES	07/01/2016
DONOVAN, KEVIN G	ASSOCIATE FINANCIAL ADVISOR	3940604		YES	07/01/2016
FLATEN, RYAN B	FINANICAL ADVISOR	16344596		YES	07/01/2016
ZVIRBLIS, ANNE M	FINANCIAL ADVISOR	1438852		YES	07/01/2016
CRAGGETT JR, MICHAEL J	FINANCIAL ADVISOR	667410		YES	07/01/2016
RITROVATO, DAVID	FINANCIAL ADVISOR	617597		YES	07/01/2016
PIARULLI, KENNETH R	FINANCIAL ADVISOR	1016409		YES	07/01/2016
WESLEY, MARK N	FINANCIAL ADVISOR	510551		YES	07/01/2016
TITUS, THOMAS R	BRANCH MANAGER	71665		YES	07/01/2016
KLAUS, STEVEN J	FINANCIAL ADVISOR	756038		YES	07/01/2016

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	MAUREE T ANDREWS
Title:	ASSISTANT SECRETARY
Phone Number:	612-671-8492
Email Address:	MARNIE.ANDREWS@AMPF.COM