Notification of Changes for Business Entity
General Information
Business Entity Name:	GRADIENT SECURITIES LLC
Incorporation / Formation Date:
FEIN:	26-4463739
Ohio License Number:	39880
NPN:	14291411
DBA / Trade Name:
State of Domicile:	MN
County:	RAMSEY
Business Address
Address 1:	4105 LEXINGTON AVENUE SUITE 380
Address 2:
City:	ARDEN HILLS
State:	MN
Zip:	55126
Phone:	866-991-1539
Fax:
Business Web Site Address:
Business Email Address:	KSIEPMANN@GRADIENTSECURITIES.COM
Mailing Address
Address 1:	4105 LEXINGTON AVENUE SUITE 380
Address 2:
City:	ARDEN HILLS
State:	MN
Zip:	55126
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
CHARLES LEFLAR	RDA	9051694	YES		09/27/2017
JEFFREY FOLEY	RDA	3399013		YES	09/27/2017

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	APRIL EATON
Title:	LICENSING ADMINISTRATOR
Phone Number:	812-886-0191
Email Address:	ADEATON@SUPPORTIVEIS.COM