Notification of Changes for Business Entity
General Information
Business Entity Name:	THE JAMES B. OSWALD COMPANY
Incorporation / Formation Date:	08/16/1915
FEIN:	34-0445620
Ohio License Number:	829
NPN:	687146
DBA / Trade Name:	OSWALD COMPANIES
State of Domicile:	OH
County:	CUYAHOGA
Business Address
Address 1:	1100 SUPERIOR AVENUE, SUITE 1500
Address 2:
City:	CLEVELAND
State:	OH
Zip:	44114
Phone:	216-367-8787
Fax:	216-241-4520
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	1100 SUPERIOR AVENUE, SUITE 1500
Address 2:
City:	CLEVELAND
State:	OH
Zip:	44114
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
CAROLYN A ABRAHAM	AGENT	1795544	YES		6/27/2017
CHRISTINE MARIE COX	AGENT	14089327	YES		4/10/2017
BLAKE ALLEN DOTY	AGENT	1135922	YES		1/03/2017
WILLIAM J GREBENC	AGENT	18477416	YES		6/23/2017
JANET A KRAPF	AGENT	2225837	YES		11/21/2016
STEVEN CRAIG LEE	AGENT	18308529	YES		11/16/2016
LISA ANN MARTINEZ	AGENT	16233541	YES		8/18/2016
JON P MILLER	AGENT	2441320	YES		7/06/2016
KELLY DIAN NORVIEL	AGENT	3238583	YES		4/20/2016
RYAN JEFFREY O'DEA	AGENT	18410011	YES		4/03/2017
AUDREY LYNN SCHUETZMAN	AGENT	8314565	YES		10/12/2016
JASON SMOOT	AGENT	7411532	YES		7/11/2016
CHARLENE E TODD	AGENT	18303155	YES		10/27/2016
SERENA CHRISTINE TURCHIK	AGENT	17771503	YES		9/26/2016
JAMES UNGER	AGENT	10801402	YES		2/12/2015

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	MIKE SARNOWSKI
Title:	COMPLIANCE ANALYST
Phone Number:	216-367-8854
Email Address:	MSARNOWSKI@OSWALDCOMPANIES.COM