Notification of Changes for Business Entity
General Information  
Business Entity Name: THE JAMES B. OSWALD COMPANY
Incorporation / Formation Date: 08/16/1915
FEIN: 34-0445620
Ohio License Number: 829
NPN: 687146
DBA / Trade Name: OSWALD COMPANIES
State of Domicile: OH
County: CUYAHOGA
Business Address  
Address 1: 1100 SUPERIOR AVENUE, SUITE 1500
Address 2:  
City: CLEVELAND
State: OH
Zip: 44114
Phone: 216-367-8787
Fax: 216-241-4520
Business Web Site Address:  
Business Email Address:  
Mailing Address  
Address 1: 1100 SUPERIOR AVENUE, SUITE 1500
Address 2:  
City: CLEVELAND
State: OH
Zip: 44114
   
Indicate the type of change you are seeking
Address Change: NO
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: YES
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
BRIAN CHRISTOPHER BAUMGARDNER AGENT 8838101 YES   3/07/2016
CHRISTOPHER A LEITWEIN AGENT 17102747 YES   2/15/2016
JENNIFER ANN CUNNINGHAM AGENT 16618752 YES   3/16/2016
JOANN A COLE AGENT 592891 YES   3/06/2016
STEPHANIE HOHMAN AGENT 17546056 YES   3/01/2016
ANN ELIZABETH HERINGHAUS AGENT 1098597 YES   3/09/2016
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: MIKE SARNOWSKI
Title: COMPLIANCE ANALYST
Phone Number: 216-367-8854
Email Address: MSARNOWSKI@OSWALDCOMPANIES.COM