Notification of Changes for Business Entity
General Information
Business Entity Name:	SAGEPOINT FINANCIAL
Incorporation / Formation Date:
FEIN:	20-1741754
Ohio License Number:
NPN:
DBA / Trade Name:
State of Domicile:	OH
County:	ALL
Business Address
Address 1:	20 EAST THOMAS ROAD
Address 2:	SUITE 2000
City:	PHOENIX
State:	AZ
Zip:	85012
Phone:	8005523319
Fax:
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	20 EAST THOMAS ROAD
Address 2:	SUITE 2000
City:	PHOENIX
State:	AZ
Zip:	85012
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
JIMMY GREEN	PRODUCER	457769	YES		11/6/17

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	DELORES MINKEL
Title:	ONBROADING
Phone Number:	6517021730
Email Address:	DELORES.MINKEL@ADVISORGROUP.COM