Notification of Changes for Business Entity
General Information  
Business Entity Name: UBS FINANCIAL SERVICES INSURANCE AGECNY INC.
Incorporation / Formation Date: 05/23/2017
FEIN: 51-0120742
Ohio License Number: 32809
NPN:
DBA / Trade Name:  
State of Domicile: OH
County: USA
Business Address  
Address 1: 30050 CHAGRIN BLVD
Address 2: SUITE: 200
City: PEPPER PIKE
State: OH
Zip: 44124
Phone: 201-352-9584
Fax:  
Business Web Site Address:  
Business Email Address:  
Mailing Address  
Address 1: 30050 CHAGRIN BLVD
Address 2: SUITE: 200
City: PEPPER PIKE
State: OH
Zip: 44124
   
Indicate the type of change you are seeking
Address Change: YES
Business Entity Name Change: NO Old Business Entity Name:  
New DBA/Trade Name: NO New DBA/Trade Name:  
Amend DBA/Trade Name: NO Old DBA/Trade Name:  
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors: NO
   
Licensed Producers
Name Title NPN Add Delete Eff. Date
NATHANIEL FOCKLER FINANCIAL ADVISOR 1110644 YES   05/23/2017
LORAN ANSBERRY FINANCIAL ADVISOR 1147955 YES   05/23/2017
NICHOLAS RUCH FINANCIAL ADVISOR 1147951 YES   05/23/2017
MATTHEW LASKO FINANCIAL ADVISOR 1147905 YES   05/23/2017
           
Members, Owners, Partners, Officers and Directors
Name Title Identifying # Add Delete Eff. Date
Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company) NO
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application? NO
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement  
Submitted By  
Submitted By: TANYA HARRISON
Title: COMPLIANCE OFFICER
Phone Number: 201-352-9584
Email Address: TANYA.HARRISON@UBS.COM