Notification of Changes for Business Entity
General Information
Business Entity Name:	U.S. BANCORP INVESTMENTS, INC.
Incorporation / Formation Date:
FEIN:	41-1233380
Ohio License Number:	29473
NPN:
DBA / Trade Name:
State of Domicile:	MN
County:	RAMSEY
Business Address
Address 1:	60 LIVINGSTON AVE
Address 2:
City:	ST. PAUL
State:	MN
Zip:	55107
Phone:	651-466-7107
Fax:
Business Web Site Address:
Business Email Address:
Mailing Address
Address 1:	60 LIVINGSTON AVE
Address 2:
City:	ST. PAUL
State:	MN
Zip:	55107
Indicate the type of change you are seeking
Address Change:	NO
Business Entity Name Change:	NO	Old Business Entity Name:
New DBA/Trade Name:	NO	New DBA/Trade Name:
Amend DBA/Trade Name:	NO	Old DBA/Trade Name:
Add/Delete Producers, Members, Owners, Partners, Officers and/or Directors:	YES

Licensed Producers
Name	Title	NPN	Add	Delete	Eff. Date
CARL ANDREW ADKINS	AGENT	10370868		YES	03/09/2018
CAROL JACOBSMEYER	DIRECTOR	497-72-2558		YES	03/09/2018
CARRIE D TAYLOR	MANAGER	8163696		YES	03/09/2018
JEREMY GATES	AGENT	2079928		YES	03/09/2018
JERRAD LEE SHIETS	AGENT	4586966		YES	03/09/2018
JOSEPH F ROMITO	AGENT	1812818		YES	03/09/2018
KELLEY NIEHAUS	AGENT	9916148		YES	03/09/2018
KIMBERLY ANN KROESEN	AGENT	7023541		YES	03/09/2018
DANIEL K MIDGLEY	AGENT	2207068		YES	03/09/2018
DANIEL J BROWN	AGENT	1779556		YES	03/09/2018
DAVID JOHN LEVORCHICK	AGENT	8163692		YES	03/09/2018
DAVID OSTERBROCK	AGENT	8476696		YES	03/09/2018
DENES J CHAPO	EMPLOYEE	3823741		YES	03/09/2018
ERICKA M MCINTIRE	AGENT	1752971		YES	03/09/2018
JAKE FASHNER	AGENT	9398484		YES	03/09/2018

Members, Owners, Partners, Officers and Directors
Name	Title	Identifying #	Add	Delete	Eff. Date
JANET LEE HUDEC	AGENT	7430061		YES	03/09/2018
MATHIEU A FAIRBAND	AGENT	2517692		YES	03/09/2018
MELISSA PENNINGTON	AGENT	3898798		YES	03/09/2018
MICHAEL KENT THOMPSON	AGENT	9398320		YES	03/09/2018
RICHARD J HIDY	SECRETARY	268-76-3689		YES	03/09/2018
SUSAN MICHELLE FELLMAN	AGENT	3948846		YES	03/09/2018

Title Business Entities Only
1. Is any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance? (i.e. banking, auto dealer, mortgage company)
2. Has any member, producer, owner, share holder, manager, partner, officer or director currently engaged in deriving income from or affiliated with (other than as a customer) any business or profession other than insurance since the filing of the previous CN-65 or the original application?
3. If the answer to questions #1 or #2 is yes, identify the business or profession and the nature of person's involvement

Submitted By
Submitted By:	RANDY J. HARTTEN
Title:	VICE PRESIDENT
Phone Number:	651-466-5250
Email Address:	RANDY.HARTTEN@USBANK.COM